Compliance Associate

Job Description

Company Introduction

Job Responsibilities and Duties

• Support ongoing monitoring and testing of internal controls to ensure alignment with laws, regulations, and internal standards;
• Carry out routine compliance reviews, audits, and risk assessments across various business areas;
• Research regulatory requirements and assist in translating them into practical compliance updates and actions;
• Prepare clear documentation, reports, and workpapers outlining review results and recommendations;
• Address day-to-day compliance queries from employees and external partners;
• Contribute to the creation, review, and maintenance of compliance policies, procedures, and training content;
• Assist with the timely escalation, tracking, and reporting of compliance issues and remediation efforts;
• Monitor regulatory developments and share relevant updates with the compliance team and affected departments;
• Support internal and external audits, regulatory examinations, and requests for information;
• Collaborate with legal, risk, audit, and operational teams to help strengthen overall compliance frameworks.

Experience

• Hold a Bachelor’s degree in Business, Finance, Law, or a related field;
• Possess 2-4 years’ experience in compliance, risk management, audit, or a similar function;
• Solid understanding of relevant regulations, such as AML, GDPR, HIPAA, SOX, SEC/FINRA, or other industry-specific rules;
• Familiarity with compliance tools, GRC systems, or reporting dashboards is an advantage.

Personal Skills

• Strong analytical, research, and problem-solving abilities with a high level of attention to detail;
• Excellent verbal and written communication skills;
• Ability to manage multiple priorities, meet deadlines, and work independently with minimal supervision;
• Regulatory knowledge and ability to interpret and apply rules effectively;
• Sound professional judgment and a high ethical standard;
• Strong organizational and time-management abilities;
• Effective collaboration and clear communication with stakeholders.